/media/3298/compliance-week.png

Third-Party Risk Management & Oversight Summit
December 7-8, 2022
A Virtual Event

Agenda 2023

Tuesday - June 27, 2023

8:00 AM 9:00 AM

7:00 AM 8:00 AM

6:00 AM 7:00 AM

5:00 AM 6:00 AM

2:00 PM 3:00 PM

Registration Desk Opens and Networking Breakfast

8:00 AM 6:00 PM

7:00 AM 5:00 PM

6:00 AM 4:00 PM

5:00 AM 3:00 PM

2:00 PM 12:00 AM

Exhibit Hall Open

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

6:00 AM 6:10 AM

3:00 PM 3:10 PM

Welcome and Opening Remarks

Speaker to be announced 

9:10 AM 9:10 AM

8:10 AM 8:10 AM

7:10 AM 7:10 AM

6:10 AM 6:10 AM

3:10 PM 3:10 PM

Keynote Address

Speaker to be announced 

10:00 AM 11:00 AM

9:00 AM 10:00 AM

8:00 AM 9:00 AM

7:00 AM 8:00 AM

4:00 PM 5:00 PM

Panel Discussion: TPRM Regulatory Update

Learn about the latest cases and changes in regulatory areas that affect your third-party program, including antibribery and corruption, money laundering, modern slavery, human trafficking, and more. 

Speaker to be announced 

11:00 AM 11:20 AM

10:00 AM 10:20 AM

9:00 AM 9:20 AM

8:00 AM 8:20 AM

5:00 PM 5:20 PM

Networking Break

11:20 AM 12:20 PM

10:20 AM 11:20 AM

9:20 AM 10:20 AM

8:20 AM 9:20 AM

5:20 PM 6:20 PM

Designing an Effective TPRM Program

  • Get buy-in from your board and senior leadership 
  • Assess your organization’s risk appetite and tailor your program to match it 
  • Tear down silos and create a holistic program, rather than having a separate program for procurement, compliance, data privacy, etc. 
  • Learn best practices for more regulated vs. non-regulated companies 

Paul Kurtz, Director, Third-Party Risk Management
MerchantE

12:20 PM 1:20 PM

11:20 AM 12:20 PM

10:20 AM 11:20 AM

9:20 AM 10:20 AM

6:20 PM 7:20 PM

Networking Lunch

1:20 PM 2:10 PM

12:20 PM 1:10 PM

11:20 AM 12:10 PM

10:20 AM 11:10 AM

7:20 PM 8:10 PM

Due Diligence, Part 1: How Much Is Too Much (or Too Little)?

  • Learn how to develop a true risk-based approach to due diligence 
  • Consider new ways to gather information from sources other than the third party  
  • Understand what to do when the business and the third parties have due diligence fatigue  

Kristy Grant-Hart, Founder
Spark Compliance Consulting

2:10 PM 3:00 PM

1:10 PM 2:00 PM

12:10 PM 1:00 PM

11:10 AM 12:00 PM

8:10 PM 9:00 PM

Due Diligence, Part 2: Test Your Knowledge

  • Get tips on how to embed continuous monitoring for third-party risks 
  • Learn how to uncover risks of fourth, fifth, and “Nth” parties 
  • Explore due diligence techniques for areas of the world where there is war, conflict, or other difficult circumstances 
  • Participate in an activity that will test your due diligence expertise 

Samira Duijnmayer, Regulatory & Financial Crime Officer
Booking.com

 

3:00 PM 3:20 PM

2:00 PM 2:20 PM

1:00 PM 1:20 PM

12:00 PM 12:20 PM

9:00 PM 9:20 PM

Networking Break

3:20 PM 4:10 PM

2:20 PM 3:10 PM

1:20 PM 2:10 PM

12:20 PM 1:10 PM

9:20 PM 10:10 PM

Best Practices to Ensure Sanctions Compliance

  • Get an update on sanctions enforcement 
  • Explore screening techniques that can lower your risk  
  • Discuss how to manage hot spots, including Russia, China, and Iran 
  • Understand how to screen for beneficial ownership 
  • Ensure traceability of all components of your products  

Izak C. Rosenfeld, Esq., Associate General Counsel
Access Now

4:10 PM 5:00 PM

3:10 PM 4:00 PM

2:10 PM 3:00 PM

1:10 PM 2:00 PM

10:10 PM 11:00 PM

Integrating ESG Across Your Third-Party Ecosystem

  • Monitor for compliance with environmental requirements, including the proposed U.S. Securities and Exchange Commission (SEC) climate-related disclosure rule 
  • Conduct effective human rights assessments of third parties and ensure compliance with such laws as the new Uyghur Forced Labor Prevention Act (UFLPA) 
  • Understand how to build effective governance into your TPRM program 

William Nelson, General Counsel
Investment Adviser Association

5:00 PM 6:00 PM

4:00 PM 5:00 PM

3:00 PM 4:00 PM

2:00 PM 3:00 PM

11:00 PM 12:00 AM

Networking Cocktail Reception

Join us for drinks, hors d’oeuvres, and face-to-face networking with peers. 

Wednesday - June 29, 2023

8:00 AM 9:00 AM

7:00 AM 8:00 AM

6:00 AM 7:00 AM

5:00 AM 6:00 AM

2:00 PM 3:00 PM

Registration Desk Opens and Networking Breakfast

8:00 AM 1:20 PM

7:00 AM 12:20 PM

6:00 AM 11:20 AM

5:00 AM 10:20 AM

2:00 PM 7:20 PM

Exhibit Hall Open

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

6:00 AM 6:10 AM

3:00 PM 3:10 PM

Welcome Remarks and Day One Takeaways

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

6:10 AM 7:00 AM

3:10 PM 4:00 PM

Board Expectations for a Third-Party Risk Management Program

  • Hear from company board members about their biggest TPRM concerns 
  • Review recent lawsuits and proposed laws, such as the EU Supply Chain Act and the SEC rules on climate and cyber disclosures, that will directly impact board members 
  • Get a better understanding of the types of reports that are most helpful to board members 

Bets Lillo, Director
River Logic Board of Directors
Executive in Residence and Adjunct Professor
Neeley School of Business at Texas Christian University

10:00 AM 11:00 AM

9:00 AM 10:00 AM

8:00 AM 9:00 AM

7:00 AM 8:00 AM

4:00 PM 5:00 PM

Managing Cybersecurity and Data Privacy

  • Explore the increasing risk of cyber attacks and data breaches in third-party environments, especially when operating in the cloud 
  • Develop robust protocols to minimize security and privacy risks 
  • Learn how to evaluate your organization’s weakest links in data privacy and protection  

Speaker to be announced 

11:00 AM 11:20 AM

10:00 AM 10:20 AM

9:00 AM 9:20 AM

8:00 AM 8:20 AM

5:00 PM 5:20 PM

Networking Break

11:20 AM 12:20 PM

10:20 AM 11:20 AM

9:20 AM 10:20 AM

8:20 AM 9:20 AM

5:20 PM 6:20 PM

The Ins and Outs of Third-Party Compliance Audits

  • Know how and when to exercise your third-party compliance audit rights 
  • Get tips for defining the scope and conducting the audit 
  • Gain strategies for obtaining sensitive information from reluctant third parties 
  • Learn how to handle findings and recommendations 

Jessica Sanderson, Partner
The Volkov Law Group

12:20 PM 1:20 PM

11:20 AM 12:20 PM

10:20 AM 11:20 AM

9:20 AM 10:20 AM

6:20 PM 7:20 PM

Networking Lunch

1:20 PM 2:10 PM

12:20 PM 1:10 PM

11:20 AM 12:10 PM

10:20 AM 11:10 AM

7:20 PM 8:10 PM

Human Rights: How to Be Sure Your Partners Aren’t Violating Them

  • Review international laws enforcing human rights practices, including the new German Human Rights Due Diligence Act 
  • Implement policies and procedures to detect and eliminate human rights risks in your supply chain 
  • Explore best practices for human rights impact assessments and audits of third parties 

Speaker to be announced 

2:10 PM 2:55 PM

1:10 PM 1:55 PM

12:10 PM 12:55 PM

11:10 AM 11:55 AM

8:10 PM 8:55 PM

Use of AI in Your TPRM Program

  • Discuss the pros and cons of using artificial intelligence (AI) 
  • Hear how organizations are effectively using AI to increase efficiency in their TPRM efforts 
  • Understand and mitigate AI ethical risks 

Speaker to be announced 

2:55 PM 3:00 PM

1:55 PM 2:00 PM

12:55 PM 1:00 PM

11:55 AM 12:00 PM

8:55 PM 9:00 PM

Closing Remarks

//