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Third-Party Risk Management & Oversight Summit
November 6-7th, 2023
Virtual

Agenda

Monday - November 6th, 2023

10:00 AM 10:10 AM

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

4:00 PM 4:10 PM

Welcome and Opening Remarks

10:10 AM 11:00 AM

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

4:10 PM 5:00 PM

Maneuvering the Regulatory Landscape of Third-Party Risk Management

  • Assess the legal landscape and ramifications for your organization 
  • Identify safeguards in your risk management processes to ensure compliance 
  • Outline the necessity for strategic corporate governance 

 

Amy Mertz Brown, Former Chief Compliance Officer 
Independent consultant/attorney

Ellen Hunt, Principal Consultant and Advisor, 
Spark Compliance Consulting 

Linda Tuck Chapman, CEO 
Third Party Risk Institute 

11:00 AM 11:50 AM

10:00 AM 10:50 AM

9:00 AM 9:50 AM

8:00 AM 8:50 AM

5:00 PM 5:50 PM

Deep Dive: Forming Risk-Based Approaches to Due Diligence

  • Discuss how to tailor your approach based on the unique challenges posed by each vendor 
  • Discover how to integrate a risk ranking strategy into your compliance systems 
  • Address the challenges in completing a third-party risk assessment 

 

Josh Bryant, Senior Data Privacy Analyst 
J.B. Hunt 

 

Ramsey Kazem, Regional Compliance Officer 
ANDRITZ 

 

Rob Seibel, Former Associate Vice President, Global Ethics & Compliance 
Bath & Body Works 

11:50 AM 12:50 PM

10:50 AM 11:50 AM

9:50 AM 10:50 AM

8:50 AM 9:50 AM

5:50 PM 6:50 PM

Lunch

12:50 PM 1:55 PM

11:50 AM 12:55 PM

10:50 AM 11:55 AM

9:50 AM 10:55 AM

6:50 PM 7:55 PM

The ABCs of an Effective Third-Party Risk Management Program

  • Explore methods of ensuring vendors maintain a secure environment 
  • Discuss how a risk management framework can improve your compliance systems  
  • Examine how to take a proactive approach in assessing the financial risks of your vendors 

 

Steve Naughton, Director of Regulatory Compliance Studies and Clinical Professor 
School of Law | Loyola University 

Michael Volkov, CEO 
The Volkov Law Group 

1:40 PM 1:55 PM

12:40 PM 12:55 PM

11:40 AM 11:55 AM

10:40 AM 10:55 AM

7:40 PM 7:55 PM

Break

1:55 PM 2:45 PM

12:55 PM 1:45 PM

11:55 AM 12:45 PM

10:55 AM 11:45 AM

7:55 PM 8:45 PM

Strategies for Integrating ESG in Compliance Directives

  • Learn how disclosures and reporting can enhance your lines of defense 
  • Identify how to incorporate effective assurance 
  • Outline best practices for managing scope 3 emissions 

 

William Nelson, Associate General Counsel 
Investment Advisor Association 

2:45 PM 3:45 PM

1:45 PM 2:45 PM

12:45 PM 1:45 PM

11:45 AM 12:45 PM

8:45 PM 9:45 PM

Best practices for Third Party Compliance Audits

  • Review strategies aimed at ensuring vendors' compliance standards align with those of your organization 
  • Examine how to align your third-party audits with SOC2 reporting for accurate results on data tracking 
  • Discuss how creating a vendor risk scorecard can help prepare for an audit 

 

Virgene Foreman, Director VMO of Internal Controls 
Lincoln Financial 

 

Lila Acharya, Partner 
Crawford & Acharya LLC 

3:45 PM 4:00 PM

2:45 PM 3:00 PM

1:45 PM 2:00 PM

12:45 PM 1:00 PM

9:45 PM 10:00 PM

Break

4:00 PM 4:50 PM

3:00 PM 3:50 PM

2:00 PM 2:50 PM

1:00 PM 1:50 PM

10:00 PM 10:50 PM

Excelling at Vendor Management

  • Discuss methods of conducting proper due diligence on your vendors 
  • Outline how to efficiently collaborate with your legal department on creating forms and templates for vendor contracts 
  • Review options for developing contingency plans for when a vendor fails to meet compliance standards 

 

Paul Kurtz, Director of Third-Party Risk Management 
Merchante 

 

Michael Rickman, President 
Bear Lake LLC 

 

Adrene Maria Odom, Vice President, Risk and Vendor Management 
Lafayette Federal Credit Union 

4:50 PM 5:00 PM

3:50 PM 4:00 PM

2:50 PM 3:00 PM

1:50 PM 2:00 PM

10:50 PM 11:00 PM

Closing Remarks

Tuesday - November 7th, 2023

10:00 AM 10:10 AM

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

4:00 PM 4:10 PM

Welcome Remarks and Day One Takeaways

10:10 AM 11:00 AM

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

4:10 PM 5:00 PM

Cybersecurity Essentials in Third-Party Relationships

  • Receive guidance on how to complete security reviews of your vendors across multiple platforms  
  • Discuss how third-party collaborations can help protect against cyber threats 
  • Review risk-tolerance related strategies to contain potential threats 

Melissa Thomas, Senior Manager of Information Security 
Intuit 

11:00 AM 11:50 AM

10:00 AM 10:50 AM

9:00 AM 9:50 AM

8:00 AM 8:50 AM

5:00 PM 5:50 PM

What You Need to Know About Protecting Your Data

  • Discuss how to safely share your customers' data with third parties 
  • Understand how to build a data protection strategy 
  • Learn how to map your data flow to enhance the tracking of sensitive information 

11:50 AM 12:50 PM

10:50 AM 11:50 AM

9:50 AM 10:50 AM

8:50 AM 9:50 AM

5:50 PM 6:50 PM

Lunch

12:50 PM 1:40 PM

11:50 AM 12:40 PM

10:50 AM 11:40 AM

9:50 AM 10:40 AM

6:50 PM 7:40 PM

Integrating Artificial Intelligence into Your Compliance Systems

  • Discuss how internal processes can be automated by AI  
  • Outline how AI can be used to complete interactions with vendors 
  • Review the potential pitfalls and risks associated with integrating this type of system in your workflow 

1:40 PM 1:55 PM

12:40 PM 12:55 PM

11:40 AM 11:55 AM

10:40 AM 10:55 AM

7:40 PM 7:55 PM

Break

1:55 PM 2:45 PM

12:55 PM 1:45 PM

11:55 AM 12:45 PM

10:55 AM 11:45 AM

7:55 PM 8:45 PM

Navigating Sanctions Compliance in Third-Party Partnerships

  • Discuss strategies for using databases to ensure compliance  
  • Identify how to establish a certification requirement program for vendors  
  • Review verification processes to check for red flags related to ownership 

 

Jessica Sanderson, Partner 
The Volkov Law Group 

2:45 PM 2:55 PM

1:45 PM 1:55 PM

12:45 PM 12:55 PM

11:45 AM 11:55 AM

8:45 PM 8:55 PM

Closing Remarks

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