View Agenda | Third-Party Risk Management & Oversight Summit | A Compliance Week Conference

/media/3298/compliance-week.png

Third-Party Risk Management & Oversight Summit
June 3-4, 2024
Atlanta

Agenda

Monday - June 3, 2024

8:00 AM 9:00 AM

7:00 AM 8:00 AM

6:00 AM 7:00 AM

5:00 AM 6:00 AM

2:00 PM 3:00 PM

Registration Desk Opens and Networking Breakfast

8:00 AM 6:00 PM

7:00 AM 5:00 PM

6:00 AM 4:00 PM

5:00 AM 3:00 PM

2:00 PM 12:00 AM

Exhibit Hall Open

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

6:00 AM 6:10 AM

3:00 PM 3:10 PM

Welcome and Opening Remarks

Chairperson to be announced

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

6:10 AM 7:00 AM

3:10 PM 4:00 PM

Navigating the Legal Landscape: Advanced Contract Strategies for TPRM

  • Outline effective collaboration techniques between TPRM teams and legal departments 
  • Discuss key contract provisions that safeguard against non-compliance and SLA breaches 
  • Explore the role of contracts in proactive risk management 

Brad Keller, VP | Third Party Risk and Governance
LPL Financial

Erin Brown, Vice President, Third-Party Risk Operations Manager
MUFG Bank, Ltd.

Kristina Atkins, Senior Enterprise Risk Coordinator
HAPO Community Credit Union

10:00 AM 10:50 AM

9:00 AM 9:50 AM

8:00 AM 8:50 AM

7:00 AM 7:50 AM

4:00 PM 4:50 PM

Best Practices for Assessing Vendor Viability and Stability

  • Review criteria for evaluating the financial health of third-party vendors 
  • Outline the implications of vendor financial instability on operational risk 
  • Explore strategies for contingency planning and risk mitigation 

Sanghamitra Saha, (former) Lead GRC Auditor and Program Director
Cirrus Cybersecurity Group

10:50 AM 11:10 AM

9:50 AM 10:10 AM

8:50 AM 9:10 AM

7:50 AM 8:10 AM

4:50 PM 5:10 PM

Networking Break

11:10 AM 12:00 PM

10:10 AM 11:00 AM

9:10 AM 10:00 AM

8:10 AM 9:00 AM

5:10 PM 6:00 PM

Navigating Sanctions Compliance in TPRM

  • Review tools for monitoring third-party sanction exposure 
  • Discuss best practices for managing sanction risks 
  • Explore case-studies of successful sanction compliance 

 

Faith Graham, Head of Governance and Third-Party Risk Management

World Bank

 

Kristy Grant-Hart, Founder & CEO

Spark Compliance Consulting

12:00 PM 1:00 PM

11:00 AM 12:00 PM

10:00 AM 11:00 AM

9:00 AM 10:00 AM

6:00 PM 7:00 PM

Networking Lunch

1:00 PM 1:50 PM

12:00 PM 12:50 PM

11:00 AM 11:50 AM

10:00 AM 10:50 AM

7:00 PM 7:50 PM

Data-Driven Decisions: Leveraging Analytics for Continuous TPRM

  • Highlight tools that enable real-time risk assessment  
  • Discuss examples of how data analytics has transformed TPRM practices 
  • Review the setup and maintenance of a continuous monitoring system 

 

Tsvetelina Gabin, Risk and Compliance Analyst II

Rightworks

1:50 PM 2:40 PM

12:50 PM 1:40 PM

11:50 AM 12:40 PM

10:50 AM 11:40 AM

7:50 PM 8:40 PM

Crafting a Culture of Compliance Among Third Parties

  • Share strategies for encouraging a strong compliance ethos 
  • Highlight the value of training and resources to support third-party compliance 
  • Discuss the challenges of embedding compliance in diverse third-party environments 

 

Rita Beasley, Vendor Relationship Manager

TriumphPay

 

Rebecca Walker, Esq., Partner 

Kaplan & Walker LLP

 

Angelique Lee, VP, Global Chief Compliance & Ethics Officer

Jazz Pharmaceuticals

2:40 PM 3:00 PM

1:40 PM 2:00 PM

12:40 PM 1:00 PM

11:40 AM 12:00 PM

8:40 PM 9:00 PM

Tools and Tech Spotlight

3:00 PM 3:55 PM

2:00 PM 2:55 PM

1:00 PM 1:55 PM

12:00 PM 12:55 PM

9:00 PM 9:55 PM

The ABC's of ESG Compliance

  • Explore strategies for managing and reporting on ESG factors across your third-party network 
  • Discuss the role of TPRM in supporting corporate sustainability objectives 
  • Review ESG compliance trends and their impact on third-party management 

Vera Cherepanova, Founder
Studio Etica

3:55 PM 4:50 PM

2:55 PM 3:50 PM

1:55 PM 2:50 PM

12:55 PM 1:50 PM

9:55 PM 10:50 PM

Enhancing TPRM with Targeted Due Diligence

  • Learn how to craft effective due diligence questionnaires for third party assessments  
  • Discuss the balance between comprehensive assessment and operational efficiency 
  • Review best practices for tailoring questionnaires to specific third parties 

 

Vera Powell, Counsel

King & Spalding LLP

 

Tiffany Bray, VP, Sr. Third Party Risk Manager

Seacoast Bank

 

Ramsey Kazem, Regional Compliance Officer - North America

ANDRITZ

4:50 PM 5:00 PM

3:50 PM 4:00 PM

2:50 PM 3:00 PM

1:50 PM 2:00 PM

10:50 PM 11:00 PM

Day One Closing Remarks

Chairperson to be announced

5:00 PM 6:00 PM

4:00 PM 5:00 PM

3:00 PM 4:00 PM

2:00 PM 3:00 PM

11:00 PM 12:00 AM

Networking Cocktail Reception

Join us for drinks, hors d’oeuvres, and face-to-face networking with peers.

Tuesday - June 4, 2024

8:00 AM 9:00 AM

7:00 AM 8:00 AM

6:00 AM 7:00 AM

5:00 AM 6:00 AM

2:00 PM 3:00 PM

Registration Desk Opens and Networking Breakfast

8:00 AM 1:00 PM

7:00 AM 12:00 PM

6:00 AM 11:00 AM

5:00 AM 10:00 AM

2:00 PM 7:00 PM

Exhibit Hall Open

9:00 AM 9:10 AM

8:00 AM 8:10 AM

7:00 AM 7:10 AM

6:00 AM 6:10 AM

3:00 PM 3:10 PM

Welcome Remarks and Day One Takeaways

Chairperson to be announced

9:10 AM 10:00 AM

8:10 AM 9:00 AM

7:10 AM 8:00 AM

6:10 AM 7:00 AM

3:10 PM 4:00 PM

AI and Ethics: Navigating the New Frontier in TPRM

  • Discuss the dual role of AI as both a tool and a challenge in TPRM 
  • Explore regulatory perspectives on the integration of AI in TPRM 
  • Review best practices on the responsible deployment of AI in compliance frameworks 

Lindsay Koren, Senior Vice President, Division General Counsel, Ethics and Compliance
Darden

Web Hull, Privacy and Compliance Officer
Abacus Insights

Qifei Zeng, Manager, Risk Intelligence Manager
London Stock Exchange Group

 

10:00 AM 10:50 AM

9:00 AM 9:50 AM

8:00 AM 8:50 AM

7:00 AM 7:50 AM

4:00 PM 4:50 PM

Proactive TPRM in a Dynamic Regulatory Environment

  • Examine the latest guidelines from the federal reserve and FDIC 
  • Strategize for compliance with federal regulations in TPRM practices 
  • Engage in discussions on best practices for staying ahead of regulatory challenges 

Rodney Campbell, SVP, Head of Third Party Risk Management
Valley National Bank

Adrene Maria Odom, Vice President of Risk and Vendor Management
Lafayette Federal Credit Union 

 

10:50 AM 11:10 AM

9:50 AM 10:10 AM

8:50 AM 9:10 AM

7:50 AM 8:10 AM

4:50 PM 5:10 PM

Tools and Tech Spotlight

11:10 AM 12:00 PM

10:10 AM 11:00 AM

9:10 AM 10:00 AM

8:10 AM 9:00 AM

5:10 PM 6:00 PM

Data Privacy and Security in Third-Party Engagements

  • Outline key data privacy laws affecting third-party management 
  • Develop a framework for assessing third-party data security practices 
  • Implement controls to protect sensitive data in third-party transactions 

Leslie Williams, Director, Privacy
AT&T

Mimi Schaefer, Lead Data Privacy and Vendor Risk Management Programs
Frontier

 

12:00 PM 1:00 PM

11:00 AM 12:00 PM

10:00 AM 11:00 AM

9:00 AM 10:00 AM

6:00 PM 7:00 PM

Networking Lunch

1:00 PM 1:50 PM

12:00 PM 12:50 PM

11:00 AM 11:50 AM

10:00 AM 10:50 AM

7:00 PM 7:50 PM

Strategies for Effective Risk Oversight

  • Discuss the need for a unified TPRM framework to enhance efficiency 
  • Identify strategies to gain executive buy-in for centralized TPRM efforts 
  • Explore solutions for integrating vendor onboarding into a centralized TPRM strategy 

 

Paul Kurtz, Director, Third Party Risk Management

MerchantE

 

Kristina Atkins, Senior Enterprise Risk Coordinator

HAPO Community Credit Union

 

Edno Coutinho da Costa, Compliance Lead

Petrobras

1:50 PM 2:30 PM

12:50 PM 1:30 PM

11:50 AM 12:30 PM

10:50 AM 11:30 AM

7:50 PM 8:30 PM

Cross Industry Insights on TPRM: Lessons From the Field

  • Identify strategies across industries that can be adapted 
  • Discuss the unique challenges faced by various sectors 
  • Explore opportunities for cross-industry collaboration in TPRM 

 

Lila Acharya, Partner  

Crawford and Acharya PLLC

 

Rodney Campbell, SVP, Head of Third Party Risk Management

Valley National Bank

 

Deniz Kuban, Partner

Park Energy Law

2:30 PM 2:40 PM

1:30 PM 1:40 PM

12:30 PM 12:40 PM

11:30 AM 11:40 AM

8:30 PM 8:40 PM

Closing Remarks

Chairperson to be announced